Inherited IRA Application Trust Estate Entity

Account Type & Beneficiary Information

Account Type

Select Account Type

IRA - Beneficiary Distribution Account (IRA-BDA)

Roth IRA Beneficiary Distribution Account (Roth IRA-BDA)

Beneficiary Type

Select Beneficiary Type

Trust

Estate

Entity

Ready to proceed? *

I've already submitted these documents

I have these documents and I'm ready to upload them

Original IRA Owner Information

Original IRA Owner's Information (Required)

NOTE: The original IRA owner is the initial/first owner of the inherited IRA. If you inherited this IRA from a previous beneficiary, do not provide that beneficiary's information; provide the initial owner's information above. Include a copy of the decedent's death certificate if not already on file with the Victory Funds.

First Name

MI

Last Name

Suffix

Member Number

Social Security Number

Date of Birth (mm/dd/yyyy)

Date of Death (mm/dd/yyyy)

Relationship to Beneficiary

Trust/Estate/Entity Information

Trust/Estate/Entity Information (Required)

Name of Trust/Estate/Entity

Original Trust/Estate/Entity Creation Date (mm/dd/yyyy)

Physical Address

City

State

Zip Code

Is your mailing address the same as your physical address?

Yes

No

Entity Tax Id Number (Format XX-XXXXXXX)

Is this trust/estate/entity organized under U.S. state or federal law?

Yes

No

If yes, please specify state

If not, please specify country of organization

If the entity is a limited liability company, how is the entity treated for tax purposes?

Corporation

Partnership

Sole Proprietorship

Trustee/Executor/Authorized Agent Information

Trustee/Executor/Authorized Agent

First Name

MI

Last Name

Suffix

Member Number

Social Security Number

Date of Birth (mm/dd/yyyy)

Physical Address (P.O. Box cannot be accepted.)

City

State

Zip Code

Is your mailing address the same as your physical address?

Yes

No

Primary Phone Number

Secondary Phone Number

E-mail Address

Employment Status

Are you a U.S. citizen?

Yes

No

Non-U.S. Citizen Information

Residence Status

Resident Alien

Non-resident Alien

Country of Citizenship

U.S. Permanent Resident Card Number

Expiration Date

Passport number issued by country of citizenship (Optional)

Expiration Date

If you are a non-resident alien, please call 1-800-235-8396 for assistance with completing this form.

Funding Information

Account Funding

Please select your funding method(s):

Transfer from Decedent's Victory Funds IRA account number

Transfer from a Beneficiary IRA currently held at another institution (Transfer of Assets form must be completed)

Direct rollover from an inherited employer-sponsored plan held at another institution (Contact the employer-sponsored plan for instructions)

• Direct rollover from an inherited employer-sponsored plan. You can transfer retirement money directly from the inherited employer's retirement plan (e.g. TSP, 401(k), 403(b), etc.) to a Victory Funds IRA.

Note: Check with the employer's Benefits Department or Plan Service Provider for their requirements.

Employer's Name

Rollover Fund Selection

Total Rollover Amount

Delivery Preferences

Delivery of Prospectuses and Reports

To reduce duplication, the Victory Funds are able to deliver a single copy of prospectuses and annual/semiannual reports to investors who share the same address, even if the accounts are registered under different names.

Delivery Preference

Yes, send only one copy of prospectuses and reports to my household.

No, send copies of prospectuses and reports to each individual investor in my household.

Verify Your Information

Please review all information below. Click "Edit" next to any section to make changes.

Account & Beneficiary Information

Account Type:

-

Beneficiary Type:

-

Entity Type:

-

Document Status:

-

Original IRA Owner Information

Name:

-

SSN:

-

Date of Birth:

-

Date of Death:

-

Relationship:

-

Trust/Estate/Entity Information

Name:

-

Creation Date:

-

Physical Address:

-

Tax ID:

-

Trustee/Executor Information

Name:

-

SSN:

-

Email:

-

Phone:

-

Funding Information

Funding Method:

-

Delivery Preferences

Single Copy Delivery:

-

Read & Acknowledge

USA PATRIOT ACT DISCLOSURE

To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. When you open an account, we will ask for your name, address, date of birth and other information that will allow us to identify you. We may also ask to see your driver's license or other identifying documents. If your identity cannot be verified, we may not be able to open your account or process transactions.

Account Agreement

I have authority and legal capacity and am of legal age in my state of residence. I am adopting and establishing an Individual Retirement Account (my IRA) under the terms and conditions in this Application and the applicable Traditional/Roth IRA Disclosure Statements and Custodial Agreement, which I have received, read, and agree to. I understand and agree that BOKF NA dba Bank of Texas is appointed as Custodian and that the Custodian may amend these documents by giving me written notice of any such amendments.

I have also received, read, and agree to the current prospectus of the Victory Funds which I am purchasing, including each Mutual Funds investment objective and risks. I have determined that each Fund is a suitable investment based upon my investment needs and financial situation. I understand that my account will automatically have the Telephone/Fax/Telegram Redemption Privilege, and the Telephone Exchange Privilege, which are stated in each Victory Fund Prospectus. I also understand that information regarding my account may be shared with affiliates of Victory Funds.

Trustee/Executor Certification for Trust/Estate Accounts

By signing below, you:

Affirm that the Trust/Estate has not been revoked, modified, or amended in any manner that would cause the statements contained in this Trust/Estate certification to be incorrect.
Affirm that the Trust/Estate exists under all applicable laws.
Affirm that you have the authority under the Trust/Estate and applicable law to enter into transactions, delegate trading authorization to the other authorized individuals, issue instructions on this account for, and at the risk of, the Trust/Estate, and agree that any transactions and instructions will be in full compliance with the Trust/Estate.
Authorize Victory Funds, custodian, and transfer agent, as applicable to accept orders and other instructions for this account from any Trustee/Executor and/or any other authorized individual or entity.

Important Information Regarding Escheatment

The property within your account, including mutual fund shares, cash, securities or other assets may be transferred to the appropriate state if no activity occurs or if statements and confirmations of your account activity prove undeliverable, within time periods specified by state law.

Applications without a signature and/or Social Security Number or Tax Identification Number will not be accepted until the signature or other required information is provided.

I have read and agree to all terms, conditions, disclosures, and certifications stated above

Tools & Resources

Insights

Inherited IRA Account Application For Trust, Estate, and Entity Beneficiaries

Account Type & Beneficiary Information

Original IRA Owner Information

Trust/Estate/Entity Information

Trustee/Executor/Authorized Agent Information

Funding Information

Delivery Preferences

Verify Your Information

Account & Beneficiary Information

Original IRA Owner Information

Trust/Estate/Entity Information

Trustee/Executor Information

Funding Information

Delivery Preferences

Read & Acknowledge

USA PATRIOT ACT DISCLOSURE

Account Agreement

Trustee/Executor Certification for Trust/Estate Accounts

Important Information Regarding Escheatment

Inherited IRA Account Application For Trust, Estate, and Entity Beneficiaries

Account Type & Beneficiary Information

Original IRA Owner Information

Trust/Estate/Entity Information

Trustee/Executor/Authorized Agent Information

Funding Information

Delivery Preferences

Verify Your Information

Account & Beneficiary Information

Original IRA Owner Information

Trust/Estate/Entity Information

Trustee/Executor Information

Funding Information

Delivery Preferences

Read & Acknowledge

USA PATRIOT ACT DISCLOSURE

Account Agreement

Trustee/Executor Certification for Trust/Estate Accounts

Important Information Regarding Escheatment

Select Investment Funds