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Please attach the entire copy of the latest statement of the account you are transferring.
Attachment limit:
10 files
Size limit per file:
5 MB (megabytes)
Total size limit:
20 MB (megabytes)
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Alert: Do not use this form to transfer a nonretirement bank checking account
Alert: Liquidating your CD before the maturity date may result in early withdrawal penalties from your bank or credit union. Penalty amounts vary by institution and will reduce the funds available for transfer.
Alert: All annuities must be surrendered (cashed in), which may result in tax implications, surrender charges, penalties, and loss of product features such as death benefits or guaranteed income riders.
Alert: We can only accept Victory mutual funds for in-kind transfer. All other investments (stocks, bonds, ETFs, non-Victory mutual funds) must be liquidated at your current firm and transferred as cash.
Please check with your current custodian to determine if a signature guarantee is required to process this transfer. If one is required, contact your local financial institution to obtain a signature guarantee on the transfer form. The lack of a required signature guarantee could delay this transaction.
By signing below I/we acknowledge that if this transfer is between unlike ownership/registrations, I/we understand that this transfer may change the registration of the account, beneficiary designations, and potential tax reporting liabilities. And, I/we understand that this transfer may change the primary social security number on the account and may adversely affect my/our tax reporting liabilities.
I authorize and direct you to transfer the assets in the account described above to Victory Funds, which has been authorized by me to receive payment of the credit balance in my securities account. I understand that to the extent any assets or instruments in my securities account are not readily transferable, with or without penalties; such assets or instruments may not be transferable within the time frames required by regulation. I understand that you will contact me with respect to the disposition of any assets in my securities account that are nontransferable. I authorize you to deduct any outstanding fees due to you from the credit balance in my account. If my account does not contain a credit balance, or if the credit balance in the account is insufficient to satisfy any outstanding fees due to you, I authorize you to liquidate the assets in my account to the extent necessary to satisfy any outstanding fees due you. Upon receiving a copy of this transfer instruction, you should cancel all open orders for my account. I affirm that I have destroyed or returned to you any credit/debit cards and/or unused checks issued to me in connection with my securities account.
I/we authorize the transfer of my/our account being held at .