What investment services and advice can you provide me?
We distribute mutual funds and a 529 education savings plan (the “Proprietary Investment Products”) managed by our affiliate, Victory Capital Management Inc. We provide recommendations to retail investors for investing in the Proprietary Investment Products. We form our recommendations by taking into account your investment objectives, risk tolerance, and other financial information. These recommendations are limited to investments in the Proprietary Investment Products. As a result, we may not have an appropriate product to recommend to you.
We do not provide ongoing monitoring of your investments in the Proprietary Investment Products; however, you may request a recommendation for new or existing Proprietary Investment Products at any time via our contact center or online platform. In all cases, you make the ultimate decision regarding the purchase or sale of investments. Investors do not open or maintain accounts with us and instead transact directly with the applicable Proprietary Investment Product (i.e., the mutual funds and 529 education savings plan).
Additional details regarding the Proprietary Investment Products, including investment minimums, fees and expenses, investment objectives, and risks associated with each investment product, can be found in the Proprietary Investment Products’ prospectuses and 529 plan description, available at vcm.com/prospectus.